Form 7
(9/00)
Appendix H
Statement of Financial Affairs
FORM 7
|
In re Debtor . |
Case Number: (If Known) |
STATEMENT OF FINANCIAL AFFAIRS
This statement is to be completed by every debtor. Spouses filing a joint petition may file a single statement on which the information for both spouses is combined. If the case is filed under chapter 12 or chapter 13, a married debtor must furnish information for both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed. An individual debtor engaged in business as a sole proprietor, partner, family farmer, or self-employed professional, should provide the information requested on this statement concerning all such activities as well as the individual's personal affairs.
Questions I - 18 are to be completed by all debtors. Debtors that are or have been in business, as defined below, also must complete Questions 19 - 25. If the answer to an applicable question is "None," mark the box labeled "None." If additional space is needed for the answer to any question, use and attach a separate sheet properly identified with the case name, case number (if known), and the number of the question.
Definitions
"In business. " A debtor is "in business" for the purpose of this form if the debtor is a corporation or partnership. An individual debtor is "in business" for the purpose of this form if the debtor is or has been, within the six years immediately preceding the filing of this bankruptcy case, any of the following: an offcer, director, managing executive, or owner of 5 percent or more of the voting or equity securities of a corporation; a partner, other than a limited partner, of a partnership; a sole proprietor or self-employed.
"Insider. " The term "insider" includes but is not limited to: relatives of the debtor; general partners of the debtor and their relatives; corporations of which the debtor is an officer, director, or person in control; offcers, directors, and any owner of 5 percent or more of the voting or equity securities of a corporate debtor and their relatives; affiliates of the debtor and insiders of such affliates; any managing agent of the debtor. I I U.S.C. § 101.
________________________________________
1. Income from employment or operation of business
None State the gross amount of income the debtor has received from employment, trade, or profession, or from operation of
ٱ the debtor's business from the beginning of this calendar year to the date this case was commenced. State also the
gross amounts received during the two years immediately preceding this calendar year. (A debtor that maintains, or
has maintained, financial records on the basis of a fiscal rather than a calendar year may report fiscal year income.
Identify the beginning and ending dates of the debtor's fiscal year.) If a joint petition is filed, state income for each
spouse separately. (Married debtors filing under chapter 12 or chapter 13 must state income of both spouses whether
or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
AMOUNT SOURCE (if more than one)
2. Income other than from employment or operation of business
None State the amount of income received by the debtor other than from employment, trade, profession, or operation of the debtor's business
ٱ during the two years immediately preceding the commencement of this case. Give particulars. If a joint petition is filed, state income for each spouse separately. (Married debtors filing under chapter 12 or chapter 13 must state income for each spouse whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
AMOUNT SOURCE (if more than one)
__________________________________________________________________________________________
3. Payments to Creditors
None a. List all payments on loans, installment purchases of goods or services, and other debts, aggregating more than
ٱ $600 to any creditor, made within 90 days immediately preceding the commencement of this case. (Married
debtors filing under chapter 12 or chapter 13 must include payments by either or both spouses whether or not a
joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
NAME AND ADDRESS OF CREDITOR DATES OF AMOUNT AMOUNT
PAYMENTS PAID STILL OWING
___________________________________________________________________________________________
b. List all payments made within one year immediately preceding the commencement of this case to or for the
None benefit of creditors who are or were insiders. (Married debtors filing under chapter 12 or chapter 13 must include
ٱ
payments by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and ajoint petition is not filed.)
NAME AND ADDRESS OF CREDITOR DATES OF AMOUNT AMOUNT
AND RELATIONSHIP TO DEBTOR PAYMENTS PAID STILL OWING
__________________________________________________________________________________________
4. Suits and administrative proceedings, executions, garnishments and attachments
None a. List all suits and administrative proceedings to which the debtor is or was a party within one year immediately
ٱ
preceding the filing of this bankruptcy case. (Married debtors filing under chapter 12 or chapter 13 must includeinformation concerning either or both spouses whether or not a joint petition is filed, unless the spouses are
separated and a joint petition is not filed.)
CAPTION OF SUIT COURT OR AGENCY STATUS OR
AND CASE NUMBER NATURE OF PROCEEDING AND LOCATION DISPOSITION
____________________________________________________________________________________________
None b. Describe all property that has been attached, garnished or seized under any legal or equitable process within one
ٱ year immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter
13 must include information concerning property of either or both spouses whether or not a joint petition is filed,
unless the spouses are separated and a joint petition is not filed.)
NAME AND ADDRESS DESCRIPTION
OF PERSON FOR WHOSE DATE OF AND VALUE OF
BENEFIT PROPERTY WAS SEIZED SEIZURE PROPERTY
5. Repossessions, foreclosures and returns
None List all property that has been repossessed by a creditor, sold at a foreclosure sale, transferred through a deed in lieu
ٱ of foreclosure or returned to the seller, within one year immediately preceding the commencement of this case.
(Married debtors filing under chapter 12 or chapter 13 must include information concerning property of either or both
spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
DATE OF REPOSSESSION, DESCRIPTION
NAME AND ADDRESS FORECLOSURE SALE, AND VALUE OF
OF CREDITOR OR SELLER TRANSFER OR RETURN PROPERTY
________________________________________________________________________________________
6. Assignments and receiverships
None a. Describe any assignment of property for the benefit of creditors made within 120 days immediately preceding the
ٱ
commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include any assignmentby either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint
petition is not filed.)
TERMS OF
NAME AND ADDRESS DATE OF ASSIGNMENT
OF ASSIGNEE ASSIGNMENT OR SETTLEMENT
___________________________________________________________________________________________
b. List all property which has been in the hands of a custodian, receiver, or court-appointed official within one year immediately
None preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include information
petition is not filed.)
NAME AND LOCATION DESCRIPTION
NAME AND ADDRESS OF COURT DATE OF AND VALUE OF
OF CUSTODIAN CASE TITLE & NUMBER ORDER PROPERTY
___________________________________________________________________________________________
7. Gifts
None List all gifts or charitable contributions made within one year immediately preceding the commencement of this case except
contributions aggregating less than $100 per recipient. (Married debtors filing under chapter 12 or chapter 13 must include gifts or
contributions by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition
is not filed.)
NAME AND ADDRESS RELATIONSHIP DESCRIPTION
OF PERSON TO DEBTOR, DATE AND VALUE
OR ORGANIZATION IF ANY OF GIFT OF GIFT
_____________________________________________________________________________________________
8. Losses
None List all losses from fire, theft, other casualty or gambling within one year immediately preceding the commencement of this case or
ٱ
since the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include losses by either or bothspouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
DESCRIPTION DESCRIPTION OF CIRCUMSTANCES AND, IF
AND VALUE OF LOSS WAS COVERED IN WHOLE OR IN PART DATE OF
PROPERTY BY INSURANCE, GIVE PARTICULARS LOSS
9. Payments related to debt counseling or bankruptcy
None List all payments made or property transferred by or on behalf of the debtor to any persons, including attorneys, for
ٱ consultation concerning debt consolidation, relief under the bankruptcy law or preparation of a petition in bankruptcy within
one year immediately preceding the commencement of this case.
DATE OF PAYMENT, AMOUNT OF MONEY OR
NAME AND ADDRESS NAME OF PAYOR IF DESCRIPTION AND VALUE
OF PAYEE OTHER THAN DEBTOR OF PROPERTY
_____________________________________________________________________________________
10. Other transfers
None List all other property, other than property transferred in the ordinary course of the business or financial affairs of the debtor,
ٱ transferred either absolutely or as security within one year immediately preceding the commencement of this case. (Married
debtors filing under chapter 12 or chapter 13 must include transfers by either or both spouses whether or not a joint petition is
filed, unless the spouses are separated and a joint petition is not filed.)
DESCRIBE PROPERTY
NAME AND ADDRESS OF TRANSFEREE, TRANSFERRED
RELATIONSHIP TO DEBTOR DATE AND VALUE RECEIVED
____________________________________________________________________________________
11. Closed financial accounts
None List all financial accounts and instruments held in the name of the debtor or for the benefit of the debtor which were
ٱ
closed, sold, or otherwise transferred within one year immediately preceding the commencement of this case. Includechecking, savings, or other financial accounts, certificates of deposit, or other instruments; shares and share accounts
held in banks, credit unions, pension funds, cooperatives, associations, brokerage houses and other financial
institutions. (Married debtors filing under chapter 12 or chapter 13 must include information concerning accounts or
instruments held by or for either or both spouses whether or not a joint petition is filed, unless the spouses are
separated and a joint petition is not filed.)
TYPE AND NUMBER AMOUNT AND
NAME AND ADDRESS OF ACCOUNT AND DATE OF SALE
OF INSTITUTION AMOUNT OF FINAL BALANCE OR CLOSING
______________________________________________________________________________________
12. Safe deposit boxes
None List each safe deposit or other box or depository in which the debtor has or had securities, cash, or other valuables
ٱ
within one year immediately preceding the commencement of this case. (Married debtors filing under chapter 12 orchapter 13 must include boxes or depositories of either or both spouses whether or not a joint petition is filed, unless
the spouses are separated and a joint petition is not filed.)
NAME AND ADDRESS NAMES AND ADDRESSES DESCRIPTION DATE OF TRANSFER
OF BANK OR OF THOSE WITH ACCESS OF OR SURRENDER,
OTHER DEPOSITORY TO BOX OR DEPOSITORY CONTENTS IF ANY
13. Setoffs
None List all setoffs made by any creditor, including a bank, against a debt or deposit of the debtor within 90 days preceding
ٱ
the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include informationconcerning either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint
petition is not filed.)
DATE OF AMOUNT OF
NAME AND ADDRESS OF CREDITOR SETOFF SETOFF
___________________________________________________________________________________________
14. Property held for another person
None List all property owned by another person that the debtor holds or controls.
ٱ
NAME AND ADDRESS DESCRIPTION AND VALUE
OF OWNER OF PROPERTY OF PROERTY LOCATION OF PROPERTY
__________________________________________________________________________________________
15. Prior address of debtor
None If the debtor has moved within the two years immediately preceding the commencement of this case, list all premises
ٱ
which the debtor occupied during that period and vacated prior to the commencement of this case. If a joint petition isfiled, report also any separate address of either spouse.
ADDRESS NAME USED DATES OF OCCUPANCY
___________________________________________________________________________________________
16. Spouses and Former Spouses
None If the debtor resides or resided in a community property state, commonwealth, or territory (including Alaska, Arizona,
ٱ
California, Idaho, Louisiana, Nevada, New Mexico, Puerto Rico, Texas, Washington, or Wisconsin) within the sixyear period immediately preceding the commencement of the case, identify the name of the debtor's spouse and of
any former spouse who resides or resided with the debtor in the community property state.
NAME
__________________________________________________________________________________
17. Environmental Information.
For the purpose of this question, the following definitions apply:
"Environmental Law" means any federal, state, or local statute or regulation regulating pollution, contamination,
releases of hazardous or toxic substances, wastes or material into the air, land, soil, surface water, groundwater, or
other medium, including, but not limited to, statutes or regulations regulating the cleanup of these substances, wastes,
or material.
"Site" means any location, facility, or property as defined under any Environmental Law, whether or not presently
or formerly owned or operated by the debtor, including, but not limited to, disposal sites.
"Hazardous Material" means anything defined as a hazardous waste, hazardous substance, toxic substance,
hazardous material, pollutant, or contaminant or similar term under an Environmental Law
None a. List the name and address of every site for which the debtor has received notice in writing by a governmental
ٱ
unit that it may be liable or potentially liable under or in violation of an Environmental Law. Indicate thegovernmental unit, the date of the notice, and, if known, the Environmental Law:
SITE NAME NAME AND ADDRESS DATE OF ENVIRONMENTAL
AND ADDRESS OF GOVERNMENTAL UNIT NOTICE LAW
____________________________________________________________________________________
None b. . List the name and address of every site for which the debtor provided notice to a governmental unit of a release
ٱ
of Hazardous Material. Indicate the governmental unit to which the notice was sent and the date of the notice.SITE NAME NAME AND ADDRESS DATE OF ENVIRONMENTAL
AND ADDRESS OF GOVERNMENTAL UNIT NOTICE LAW
_____________________________________________________________________________________
None c. List all judicial or administrative proceedings, including settlements or orders, under any Environmental Law with
ٱ
respect to which the debtor is or was a party. Indicate the name and address of the governmental unit that is orwas a party to the proceeding, and the docket number.
NAME AND ADDRESS DOCKET NUMBER STATUS OR DISPOSITION
OF GOVERNMENTAL UNIT
_______________________________________________________________________________________
18. Nature, location and name of business
None a. If the debtor is an individual, list the names, addresses, taxpayer identification numbers, nature of the businesses,
ٱ
and beginning and ending dates of all businesses in which the debtor was an officer, director, partner, or managingexecutive of a corporation, partnership, sole proprietorship, or was a self-employed professional within the six
years immediately preceding the commencement of this case, or in which the debtor owned 5 percent or more of
the voting or equity securities within the six years immediately preceding the commencement of this case.
If the debtor is a partnership, list the names, addresses, taxpayer identification numbers, nature of the
businesses, and beginning and ending dates of all businesses in which the debtor was a partner or owned 5
percent or more of the voting or equity securities, within the six years immediately preceding the
commencement of this case.
If the debtor is a corporation, list the names, addresses, taxpayer identification numbers, nature of the
businesses, and beginning and ending dates of all businesses in which the debtor was a partner or owned 5
percent or more of the voting or equity securities within the six years immediately preceding the
commencement of this case.
TAXPAYER BEGINNING AND ENDING
NAME I.D. NUMBER ADDRESS NATURE OF BUSINESS DATES
_______________________________________________________________________________________
None b. Identify any business listed in response to subdivision a., above, that is "single asset real estate" as
ٱ
defined in 11 U.S.C. § 101.NAME ADDRESS
_______________________________________________________________________________________
The following questions are to be completed by every debtor that is a corporation or partnership and by any individual
debtor who is or has been, within the six years immediately preceding the commencement of this case, any of the following: an
officer, director, managing executive, or owner of more than 5 percent of the voting or equity securities of a corporation; a
partner, other than a limited partner, of a partnership; a sole proprietor or otherwise self-employed.
(An individual or joint debtor should complete this portion of the statement only if the debtor is or has been in business, as defined above, within the six years immediately preceding the commencement of this case. A debtor who has not been in business within those six years should go directly to the signature page.)
19. Books, records and financial statements
None a. List all bookkeepers and accountants who within the two years immediately preceding the filing of this
ٱ bankruptcy case kept or supervised the keeping of books of account and records of the debtor.
NAME AND ADDRESS DATES SERVICES RENDERED
___________________________________________________________________________________
None b. List all firms or individuals who within the two years immediately preceding the filing of this bankruptcy
ٱ
case have audited the books of account and records, or prepared a financial statement of the debtor.NAME ADDRESS DATES SERVICES RENDERED
___________________________________________________________________________________
None c. List all firms or individuals who at the time of the commencement of this case were in possession of the
ٱ
books of account and records of the debtor. If any of the books of account and records are not available, explain.NAME ADDRESS
___________________________________________________________________________________
None d. List all financial institutions, creditors and other parties, including mercantile and trade agencies, to whom a
ٱ financial statement was issued within the two years immediately preceding the commencement of this case by the
debtor.
NAME AND ADDRESS DATE ISSUED
____________________________________________________________________________________
20. Inventories
None a. List the dates of the last two inventories taken of your property, the name of the person who supervised the
ٱ
taking of each inventory, and the dollar amount and basis of each inventory.DOLLAR AMOUNT OF INVENTORY
DATE OF INVENTORY INVENTORY SUPERVISOR (Specify cost, market or other basis)
____________________________________________________________________________________
None b. List the name and address of the person having possession of the records of each of the two inventories reported
ٱ in a., above.
NAME AND ADDRESSES OF CUSTODIAN
DATE OF INVENTORY OF INVENTORY RECORDS
_____________________________________________________________________________________
21. Current Partners, Officers, Directors and Shareholders
None a. If the debtor is a partnership, list the nature and percentage of partnership interest of each member of the
ٱ
partnership.NAME AND ADDRESS NATURE OF INTEREST PERCENTAGE OF INTEREST
None b. If the debtor is a corporation, list all officers and directors of the corporation, and each stockholder who
ٱ
directly or indirectly owns, controls, or holds 5 percent or more of the voting or equity securities of thecorporation.
NATURE AND PERCENTAGE
NAME AND ADDRESS TITLE OF STOCK OWNERSHIP
_______________________________________________________________________________
22. Former partners, officers, directors and shareholders
None a. If the debtor is a partnership, list each member who withdrew from the partnership within one year immediately
ٱ
preceding the commencement of this case.NAME ADDRESS DATE OF WITHDRAWAL
________________________________________________________________________________
None b. If the debtor is a corporation, list all officers, or directors whose relationship with the corporation terminated
ٱ
within one year immediately preceding the commencement of this case.NAME AND ADDRESS TITLE DATE OF TERMINATION
__________________________________________________________________________________
23. Withdrawals from a partnership or distributions by a corporation
None If the debtor is a partnership or corporation, list all withdrawals or distributions credited or given to an insider,
ٱ
including compensation in any form, bonuses, loans, stock redemptions, options exercised and any other perquisiteduring one year immediately preceding the commencement of this case.
NAME & ADDRESS AMOUNT OF MONEY
OF RECIPIENT, DATE AND PURPOSE OR DESCRIPTION
RELATIONSHIP TO DEBTOR OF WITHDRAWAL AND VALUE OF PROPERTY
___________________________________________________________________________________
24. Tax Consolidation Group.
None If the debtor is a corporation, list the name and federal taxpayer identification number of the parent corporation of any
ٱ consolidated group for tax purposes of which the debtor has been a member at any time within the six-year period
immediately preceding the commencement of the case.
NAME OF PARENT CORPORATION TAXPAYER IDENTIFICATION NUMBER
___________________________________________________________________________________
25. Pension Funds.
None If the debtor is not an individual, list the name and federal taxpayer identification number of any pension fund to
ٱ which the debtor, as an employer, has been responsible for contributing at any time within the six-year period
immediately preceding the commencement of the case.
NAME OF PENSION FUND TAXPAYER IDENTIFICATION NUMBER
(If completed by an individual or individual and spouse)
I declare under penalty of perjury that I have read the answers contained in the foregoing statement of financial affairs and any attachments thereto and that they are true and correct.
Date ______________________ Signature _________________________________________
of Debtor
Date ______________________ Signature _________________________________________
of Joint Debtor
(if any)
______________________________________________________________________________________
[If completed on behalf of a partnership or corporation]
I, declare under penalty of perjury that I have read the answers contained in the foregoing statement of financial affairs and any attachments thereto and that they are true and correct to the best of my knowledge, information and belief.
Date __________________________________ Signature ______________________________________
______________________________________
Print Name and Title
[An individual signing on behalf of a partnership or corporation must indicate position or relationship to debtor.]
____continuation sheets attached
Penalty for making a false statement: Fine of up to $500, 000 or imprisonment for up to 5 years, or both. 18 U.S. C. § 152 and 3571
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CERTIFICATION AND SIGNATURE OF NON-ATTORNEY BANKRUPTCY PETITION PREPARER (See 11 U.S.C. § 110)
I certify that I am a bankruptcy petition preparer as defined in I I U.S.C. § 110, that I prepared this document for compensation, and that I have provided the debtor with a copy of this document.
_____________________________________________ ________________________________
Printed or Typed Name of Bankruptcy Petition Preparer Social Security No.
_________________________________
_________________________________
Address
Names and Social Security numbers of all other individuals who prepared or assisted in preparing this document:
If more than one person prepared this document, attach additional signed sheets conforming to the appropriate Official Form for each person.
X ___________________________________________________ _________________________________
Signature of Bankruptcy Petition Preparer Date
A bankruptcy petition preparer's failure to comply with the provisions of title 11 and the Federal Rules of Bankruptcy Procedure may result in fines or imprisonment or both. 18 U.S.C. § 156.